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FINRA Awards for Michael J. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0162510/17/2023Claimant(s): Prakash Shukla
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Stephen M. Acerra, Denise L. Presley, Jeremy M. Bloomenthal
Hearing Site: Boston, MA
Checkmark IconExpungement
12-0207012/09/2013Claimant(s): Kenneth Burton, Michelle Burton, Burton Construction.
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Michael J. Sullivan
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Cheyenne, WY
Checkmark IconExpungement
08-0165605/19/2009Claimant(s): Barry Liben
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher M. Burky
Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather
Hearing Site: Newark, NJ
Checkmark Icon$16,205

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