12-03894 | 01/30/2014 | Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust Claimant Lawyers(s): Michael P. Marsalese Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman Hearing Site: Washington, DC
| | $0 |
09-06478 | 10/29/2010 | Claimant(s): Gilbert Rosenthal, Gilbert Rosenthal & Lora A. Rosenthal Claimant Lawyers(s): Gilbert Rosenthal Respondent(s): Eric Beachley, E*Trade Securities LLC, Peter Wight Respondent Lawyers(s): John Bersin Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
| | $4,063 |
09-04857 | 05/28/2010 | Claimant(s): James Hayter Claimant Lawyers(s): James E. Hayter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira L. Oring Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
| | $7,750 |
09-02769 | 01/29/2010 | Claimant(s): Robert I. Simon, M.D. Claimant Lawyers(s): John M. Fedders Respondent(s): Benjamin White, John Clardy, Thomas Wallace, Johnston, Lemon & Co. Incorporated Respondent Lawyers(s): Douglas K. Spaulding, Joseph A. Ingrisano Arbitrator(s): Edward M. Statland, Arnold Samuel Tesh, Wilson Thompson Hearing Site: Washington, DC
| | $175,000 |