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FINRA Awards for Stephen D. Councill

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0374711/18/2020Claimant(s): George Neill, Linda A. Neill
Claimant Lawyers(s): George Neill
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Stephen D. Councill
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
Checkmark Icon$0
11-0466112/05/2013Claimant(s): Jason Aldridge
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill
Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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