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FINRA Awards for Stephen D. Councill

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0320604/13/2021Claimant(s): Paul Kiker
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart
Hearing Site: Atlanta, GA
18-0327706/12/2019Claimant(s): PFS Investments Inc.
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX

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