Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01781 | 02/21/2024 | Claimant(s): Richard McCready, Rosemary McCready Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John Rinaldi, Sidney Seligman, Priscilla Coq Hearing Site: Boca Raton, FL |  | Expungement |
| 22-01995 | 01/11/2024 | Claimant(s): Ivan Goldstein Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawson R. Graves Arbitrator(s): Nofrey Matthew Fornaro, Sidney Seligman, Richard Gendler Hearing Site: Boca Raton, FL | | Expungement |
| 22-00453 | 09/29/2022 | Claimant(s): Chrysta Dwyer-Hammon Claimant Lawyers(s): August M. Iorio Respondent(s): McDonald Partners LLC Respondent Lawyers(s): Michael Gross Arbitrator(s): Sidney Seligman Hearing Site: Boca Raton, FL | | Expungement |
| 20-02976 | 01/13/2022 | Claimant(s): Normando Matos Claimant Lawyers(s): Sara Hanley Respondent(s): Kovack Securities Inc Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Edward R. Niederriter, Sidney Seligman, Melanie Anne Dernis Hearing Site: Boca Raton, FL | | Expungement |
| 18-01175 | 09/09/2019 | Claimant(s): Cary Grill Claimant Lawyers(s): Cary Gill Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Sidney Seligman Hearing Site: Newark, NJ | | Settlement |
| 17-01190 | 09/27/2018 | Claimant(s): Stephen Esposito, Spo Holdings Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Louis H. Miron, Theresa R. Joyner, Sidney Seligman Hearing Site: Newark, NJ | | Expungement |