FINRA Awards for Rachel Kay Russell

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01768	05/12/2016	Claimant(s): Marion Brakefield, Marion Brakefield as the Executrix Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): W. William Harness, James Edward Seale, Rachel Kay Russell Hearing Site: Birmingham, AL		Expungement
15-01834	03/25/2016	Claimant(s): Brenda Woodmansee, Brenda K. Woodmansee IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Robert Smith, American General Securities Incorporated, Berthel, Fisher & Co Financial Svs., ProEquities. Respondent Lawyers(s): Greg Curley, Heather R. Demyan, Stephen C. Jackson Arbitrator(s): Daniel T. Hull, Rachel Kay Russell, Roslyn Barbee Hearing Site: Birmingham, AL		Dismissed by Rule 12206
14-01271	12/10/2015	Claimant(s): Lee Riggins, M.D., Lee Shefton Riggins, MD, Trustee, et al Claimant Lawyers(s): Samuel M. Hill Respondent(s): Joshua Rudder, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Steven P. Gregory, Clarence H. Hampton, Rachel Kay Russell Hearing Site: Birmingham, AL		$0