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FINRA Awards for William P. Thorpe

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0563405/07/2012Claimant(s): Robert Barry, Robert E. Barry IRA
Claimant Lawyers(s): Robert E. Barry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mark L. Kowalsky, Patrick R. Sughroue, William P. Thorpe
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0444111/10/2010Claimant(s): Ann Harris
Claimant Lawyers(s): Irwin Stein
Respondent(s): Adam McCausland, Charles Schwab & Co.., Terrance Turpin
Respondent Lawyers(s): Amanda A. Kill
Arbitrator(s): John A. Hubbard, Matthew W. Schlegel, William P. Thorpe
Hearing Site: Detroit, MI
Checkmark Icon$300
07-0361908/04/2010Claimant(s): Carolyn Sadowski, Michael Sadowski
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce F. Coleman, William P. Thorpe, Linda M. Foster-Wells
Hearing Site: Detroit, MI
Checkmark Icon$235,830
07-0362007/14/2010Claimant(s): Ann Niebauer
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Stuart M. Egrin, William P. Thorpe, Veronique M. Liem
Hearing Site: Detroit, MI
Checkmark Icon$101,679
08-0150304/16/2010Claimant(s): Anna Brasch
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Eric Henry, Thomas Kelly, K & H Partners
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): D. Michael Kratchman, William P. Thorpe, A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark Icon$0

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