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FINRA Awards for William P. Thorpe

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0302803/29/2011Claimant(s): Ellis Liddell
Claimant Lawyers(s): Ellis Nurogar Liddell
Respondent(s): Margaret Griffith
Respondent Lawyers(s): Margaret Griffith
Arbitrator(s): Jay B. MacKenzie, William P. Thorpe, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
Expungement
09-0394703/28/2011Claimant(s): Joel Lagore
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe
Hearing Site: Detroit, MI
06-0514706/11/2008Claimant(s): Michael Guess
Claimant Lawyers(s): Richard M. Kerger
Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky
Hearing Site: Detroit, MI

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