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FINRA Awards for John E. Sundeen

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0002210/05/2009Claimant(s): David Thompson
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Pavek Investments Inc.
Respondent Lawyers(s): Peter B. Shaeffer
Arbitrator(s): John E. Sundeen, John F Fennig, Leonard G. Leverson
Hearing Site: Milwaukee, WI
Checkmark Icon$0
08-0157403/20/2009Claimant(s): Patricia Turner
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Glenn Graepel, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss
Hearing Site: Kansas City, MO
Checkmark IconStipulated Award and Expungement
06-0200608/09/2007Claimant(s): Peter Connelly
Claimant Lawyers(s): Joe D. Jacobson
Respondent(s): Nathaniel Clay, Wayde Walker, Casimir Capital L.P.
Respondent Lawyers(s): Jordan M. Kam
Arbitrator(s): John E. Sundeen, Joseph D. Sheppard, Gregory B. Allen
Hearing Site: Kansas City, MO
Checkmark IconStipulated Award and Expungement

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