| 20-03502 | 01/21/2022 | Claimant(s): Burns Francis Trustee U/D/T 4-24-2016, Charlyn Austin, Francis D.B. Tate II
Claimant Lawyers(s): Francis D.B. Tate
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susanne J. Hollander, Allen Greenberg, Matthew D Arbit
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12212(c) |
| 20-01792 | 01/12/2022 | Claimant(s): Justin London
Claimant Lawyers(s): Justin London
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Peter Ordower, Anthony P. Pecora, Dennis C. Waldon
Hearing Site: Chicago, IL
| | $0 |
| 21-01763 | 12/22/2021 | Claimant(s): Qingning Li
Claimant Lawyers(s): Qingning Li
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
| | $0 |
| 21-01080 | 12/10/2021 | Claimant(s): Leon Behar
Claimant Lawyers(s): Leon I. Behar
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah
Hearing Site: New York, NY
| | $0 |
| 21-01507 | 11/12/2021 | Claimant(s): Jackie Robinson
Claimant Lawyers(s): Jackie Robinson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | $0 |
| 20-04040 | 10/29/2021 | Claimant(s): Dorothy Head, Hamza Hussain, Jacob Meredith, Joel Yambo-Torres, Kapil Bajaj, Kevin Jahed, Michelle Mullikin, Peter Barker, Robert Head, Serhiy Musyakevych, Vasudeva Manepalli
Claimant Lawyers(s): Jeff M. Meyerson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael S. Yauch, Francis Joseph Bourgeois, Dwayne Nealy McClelland
Hearing Site: Houston, TX
| | $0 |
| 21-00780 | 10/01/2021 | Claimant(s): Seamus and Ann Ryan
Claimant Lawyers(s): Seamus Ryan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | $225 |
| 20-03156 | 09/08/2021 | Claimant(s): Arian Eskandari
Claimant Lawyers(s): Andrew W. Hutton
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
| | $0 |
| 21-00886 | 08/11/2021 | Claimant(s): Michael Biggiani
Claimant Lawyers(s): Michael Biggiani
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $0 |
| 20-04161 | 04/20/2021 | Claimant(s): Xiaohan Qin
Claimant Lawyers(s): Xiaohan Qin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | $87 |
