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FINRA Awards for Walter R. Milbourne

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0477208/14/2012Claimant(s): Gloria Maloney, William Sparkes
Claimant Lawyers(s): Gloria Maloney, William R. Sparkes
Respondent(s): Norman Johnson
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0404205/25/2012Claimant(s): Dalia Jakas
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael R. Weissmann
Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0042212/17/2010Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0195212/02/2008Claimant(s): Dr. Sava Lukac
Claimant Lawyers(s): Sava Lukac
Respondent(s): Citigroup Global Markets., Marlon Travis
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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