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FINRA Awards for Thomas R. Carlsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0231902/17/2015Claimant(s): Doreen Torre, Doreen Torre Trust
Claimant Lawyers(s): Doreen Torre
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Thomas R. Carlsen, Ellen I. Siegman, Wendi Blake
Hearing Site: Tampa, FL
Checkmark Icon$0
12-0359707/07/2014Claimant(s): Caroline Boyd, Jacqueline Boyd, John Boyd, Michael Boyd
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Alan Rosenberg, Investacorp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Langfred W. White, Thomas R. Carlsen, Gayle B. Carlson
Hearing Site: Tampa, FL
Checkmark IconExpungement

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