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FINRA Awards for Ellen I. Siegman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0231902/17/2015Claimant(s): Doreen Torre, Doreen Torre Trust
Claimant Lawyers(s): Doreen Torre
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Thomas R. Carlsen, Ellen I. Siegman, Wendi Blake
Hearing Site: Tampa, FL
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