21-01427 | 10/13/2022 | Claimant(s): Nancy Flaherty Claimant Lawyers(s): Ryan Gustafson Respondent(s): LPL Financial LLC, Shawn Hochuli Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Victoria E Johnson, Constance Ellen Boukidis, Barry D. Kaye Hearing Site: Los Angeles, CA
| | $0 |
20-01099 | 06/16/2022 | Claimant(s): Vlhaka L.P. Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Alan M. Rosen, Constance Ellen Boukidis, David K. Slay Hearing Site: Los Angeles, CA
| | Expungement |
20-00242 | 12/17/2021 | Claimant(s): Louis Wendruck Claimant Lawyers(s): Marc Zussman Respondent(s): Robert Souza, Gamble Jones Investment Counsel Respondent Lawyers(s): Robert Ericson Arbitrator(s): Constance Ellen Boukidis, Andrew Levy, Alma Rene Holland Hearing Site: Los Angeles, CA
| | $208,892 |
20-02143 | 11/11/2021 | Claimant(s): Branna Rose Claimant Lawyers(s): Marc I. Zussman Respondent(s): Gregory Heller, Steven Weinberger, HCR Wealth Advisors, Heller Capital Resources Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Joseph Alfred Davis, Constance Ellen Boukidis, Marc David Wilde Hearing Site: Los Angeles, CA
| | Expungement |
17-03112 | 10/06/2021 | Claimant(s): Delia Hauser, Hauser Non-Exempt Marital Trust 12/20/96 Claimant Lawyers(s): Delia Hauser Respondent(s): Morgan Stanley Respondent Lawyers(s): Bradford D. Kaufman Arbitrator(s): Sandra L. Malek, Constance Ellen Boukidis, Raelynn Napper Hearing Site: Los Angeles, CA
| | Expungement |
20-02108 | 11/20/2020 | Claimant(s): The Tipton L. Kiker Estate Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Juergen Weber Respondent Lawyers(s): Juergen Weber Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | $158,000 |
15-03238 | 12/13/2018 | Claimant(s): David Caidar, David Caidar Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott D. Finkel, Constance Ellen Boukidis, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | $32,710 |
17-03006 | 09/25/2018 | Claimant(s): Robert Binkele Claimant Lawyers(s): R. Craig Zafis Respondent(s): Barry Rubin Respondent Lawyers(s): Barry Rubin Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | Expungement |
18-00730 | 08/10/2018 | Claimant(s): Linda Tucker Claimant Lawyers(s): Richard S. Frankowski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | $29,551 |
15-02655 | 10/24/2016 | Claimant(s): Western Wall & Ceiling Contractors Assoc Claimant Lawyers(s): Burton Mark Senkfor Respondent(s): Ronald Lee, Lee Capital Management, RJL Partners L.P. Respondent Lawyers(s): Ronald J. Lee Arbitrator(s): Richard J. Stall, Constance Ellen Boukidis, Owen Frances Hearing Site: Los Angeles, CA
| | $200,425 |