FINRA Awards for John G. Shamp

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03014	11/10/2014	Claimant(s): Larry Hamilton Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): John Russell Barlow, John G. Shamp, Jason Alexander Diamond Hearing Site: Charlotte, NC		$580,375
12-01645	07/29/2013	Claimant(s): Charles Lowe Claimant Lawyers(s): David W. Miller Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Sarah G. Anderson, Ronnie Edward Nichols, John G. Shamp Hearing Site: Columbia, SC		Expungement
11-00105	05/21/2012	Claimant(s): Robin Hennessy, Robin Joan Hennessy IRA Claimant Lawyers(s): Robert A. Kantas Respondent(s): Richard Megorden, IFG/Russell Advisors. Respondent Lawyers(s): Marianne Johnston Arbitrator(s): John Russell Barlow, Rudolph Andrew Bata, John G. Shamp Hearing Site: Charlotte, NC		Expungement
10-02055	04/27/2012	Claimant(s): Ronald Phillips Claimant Lawyers(s): Richard B Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Ralph S. Paden, John D. Mattingly, John G. Shamp Hearing Site: Columbia, SC		Expungement
08-04152	11/20/2009	Claimant(s): Patricia Flanagan Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Richard L. Martens Arbitrator(s): Patricia Ann Tracey, Thomas Lee Eubanks, John G. Shamp Hearing Site: Columbia, SC		$185,000