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FINRA Awards for John G. Shamp

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0337103/10/2016Claimant(s): John Chapman
Claimant Lawyers(s): Amy Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Ann Tracey, Mitchell M. Willoughby, John G. Shamp
Hearing Site: Columbia, SC
13-0032808/13/2014Claimant(s): John Jeffords
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Tina Cundari
Arbitrator(s): Alan L. Berger, John E. Allison, John G. Shamp
Hearing Site: Columbia, SC

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