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FINRA Awards for Kovack Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0297308/27/2009Claimant(s): Kathleen Ternes, Marshall Glass, Richard Barnes, Keith and Rebecca Clower, Larry and Ellen Sagal
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Marco Caporale, Kovack Securities.
Respondent Lawyers(s): George L. Guerra, Marco Allessandro Caporale
Arbitrator(s): Samuel J. Henderson, Sharon Lee Chernin, David F. Simon
Hearing Site: Tampa, FL
Checkmark Icon$530,000
07-0144605/21/2008Claimant(s): Susan Greco, IRA
Claimant Lawyers(s): C. Richard Mancini
Respondent(s): Kovack Securities.
Respondent Lawyers(s): Scott A. Bassman
Arbitrator(s): John P. Cullem, Langfred W. White, Arthur J. Zelenak
Hearing Site: Tampa, FL
Checkmark Icon$91,815

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