| 20-01862 | 01/27/2021 | Claimant(s): Richard Ramos
Claimant Lawyers(s): Richard Ramos
Respondent(s): Ted Smail
Respondent Lawyers(s): Ted H Smail
Arbitrator(s): Steven Gourley, Jeffrey E. Skogsbergh, McKinley Perkins
Hearing Site: Los Angeles, CA
|  | Expungement |
| 17-01319 | 01/04/2019 | Claimant(s): Altenhofen Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Barbara M. Zak, Jeffrey E. Skogsbergh, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01309 | 12/20/2012 | Claimant(s): Andrew Mo
Claimant Lawyers(s): Andrew Mo
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Jeffrey E. Skogsbergh, John E. Ohashi, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 11-02874 | 12/17/2012 | Claimant(s): Donna Berry
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Jeffrey E. Skogsbergh, Elliott David Finkel, Herbert Murez
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02672 | 11/29/2011 | Claimant(s): James Carter, James A. and Annette Carter Charitable R
Claimant Lawyers(s): Brett Alcala
Respondent(s): Blair Mielke, First Allied Securities.
Respondent Lawyers(s): James M. Grady, Matthew D Watkins
Arbitrator(s): Ralph H. Erickson, Jeffrey E. Skogsbergh, William Lee Krantz
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 09-06578 | 07/08/2011 | Claimant(s): Leo David, Ruth David, R&D Development
Claimant Lawyers(s): David Boros
Respondent(s): Gal Ben-Naim, IDB Capital Corp.
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Sandra L. Malek, Jeffrey E. Skogsbergh, Richard M. Norman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03114 | 02/25/2011 | Claimant(s): Howard Coleman, Rhoda Coleman, The Coleman Family Trust U/T/A 1/18/1992
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey E. Skogsbergh, Mary M. O'Neil, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | $230,667 |
| 08-01322 | 08/25/2009 | Claimant(s): Ilene Graham
Claimant Lawyers(s): William S. Bonnheim
Respondent(s): Michael Goodman, Stone & Youngberg LLC
Respondent Lawyers(s): Cara L. Meredith, Gregory E. Copeland
Arbitrator(s): Jeffrey E. Skogsbergh, Richard J. Stall, Dennis A. Torres
Hearing Site: Los Angeles, CA
| | Expungement |
