Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
12-03299 | 08/12/2013 | Claimant(s): Yvonne Kloehn Claimant Lawyers(s): G. Martin Meyers Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons. Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro Hearing Site: Newark, NJ | $0 | |
11-04657 | 06/26/2013 | Claimant(s): Mildred Pitchon Claimant Lawyers(s): G. Martin Meyers Respondent(s): David Donovan, Citigroup Global Markets., Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Adam Kauff, Angela T. Turiano Arbitrator(s): Steven David Leader, Keith Roberts, Robert Bartels Hearing Site: New York, NY | Expungement |