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FINRA Awards for Henry G. Plaster

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0118206/20/2016Claimant(s): Brett Bennett, John Meekin, Philip Hobley, Richard Wayne, Christopher Testa IRA
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Henry G. Plaster, Yvette C. Hatfield, Heidi Markovitz
Hearing Site: Washington, DC
Checkmark Icon$0
14-0232505/15/2015Claimant(s): Donna Alessio
Claimant Lawyers(s): Donna J. Alessio
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Edward R. Hipp, Henry G. Plaster, Harry J. Haynsworth
Hearing Site: Norfolk, VA
Checkmark IconDismissed by Rule 12206
13-0184707/02/2014Claimant(s): Esther Huie, Richard Huie
Claimant Lawyers(s): W. Edgar Spivey
Respondent(s): Mark Harrop, Investors Capital Corp.
Respondent Lawyers(s): Thomas G. Nicholson
Arbitrator(s): Henry G. Plaster, Donita M. King, Ross E. Legum
Hearing Site: Norfolk, VA
Checkmark Icon$36,000
08-0404209/29/2010Claimant(s): Earl Bentz and Janet Bentz
Claimant Lawyers(s): Michael C. Skouteris
Respondent(s): Morgan Keegan & Company., William Wolbrecht
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Paul A. Yates, Henry G. Plaster, Daniel Herbert Margolis
Hearing Site: Nashville, TN
Checkmark Icon$0

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