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FINRA Awards for Henry G. Plaster

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0104210/16/2014Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gretchen L. Klebasko
Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney
Hearing Site: Washington, DC
07-0021302/21/2008Claimant(s): John Babalis
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson
Hearing Site: Charleston, WV

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