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FINRA Awards for Seth Huberman

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0038302/04/2010Claimant(s): JNG Consulting LLC
Claimant Lawyers(s): Seth Huberman
Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0004012/31/2008Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
06-0183612/03/2008Claimant(s): Charles Beam
Claimant Lawyers(s): Seth Huberman
Respondent(s): Barry Hixon, Maureen Curto
Respondent Lawyers(s): Robert Wayne Pearce
Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer
Hearing Site: Boca Raton, FL
Checkmark Icon$100,500

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