| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
|  | $0 |
| 22-02161 | 07/21/2023 | Claimant(s): Jeffrey Wechsler
Claimant Lawyers(s): Jeffrey D. Wechsler
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Denise L. Quarles, Robert Elliot Harrison, Nancy Marie Thevenin
Hearing Site: New York, NY
| | $7,647 |
| 21-01827 | 07/13/2022 | Claimant(s): Daniel Schoonover
Claimant Lawyers(s): Daniel L. Schoonover
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 21-01035 | 09/17/2021 | Claimant(s): Erguis Mertiri
Claimant Lawyers(s): Erguis Mertiri
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Adam A. Brown
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 16-00095 | 03/23/2017 | Claimant(s): Christopher Rice
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Andrew Lavenziano, Shane Melito, Upinder Sharma
Respondent Lawyers(s): Andrew C. Lavenziano, Matin P. Unger, Upinder Kumar Sharma
Arbitrator(s): Camille S. Cooper, David A. Schwarz, Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 15-00033 | 10/02/2015 | Claimant(s): Antonia Winter
Claimant Lawyers(s): J. Desmond Kramer
Respondent(s): R.F. Lafferty & Co..
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
