Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01417 | 12/24/2014 | Claimant(s): Donald E. Hoke and Jean N. Hoke Family T Claimant Lawyers(s): Clinton W. Marrs Respondent(s): NYLife Securities LLC Respondent Lawyers(s): R. E. Thompson Arbitrator(s): Donald W. Diones, James D. Knotter, Charles E. Riggs Hearing Site: Albuquerque, NM |  | Dismissed by Rule 12206 |
| 13-02193 | 11/12/2014 | Claimant(s): Randy Greene, Tanya Greene Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Charles E. Riggs, Richard D. Fincher, Bruce J. Pederson Hearing Site: Albuquerque, NM | | Expungement |