| 23-00770 | 09/08/2023 | Claimant(s): AIStorm.
Claimant Lawyers(s): Robert J. Barker
Respondent(s): Citigroup Global Markets., Shannon Koffman
Respondent Lawyers(s): Ellen M. Murphy
Arbitrator(s): Robert C. Rice
Hearing Site: Houston, TX
|  | $0 |
| 22-02681 | 03/22/2023 | Claimant(s): Adrienne LaViolette
Claimant Lawyers(s): Adrienne LaViolette
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert C. Rice
Hearing Site: Houston, TX
| | $0 |
| 20-00401 | 05/05/2021 | Claimant(s): Joanne Olson
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack Chapline Vaughan, Daniel D. Hill, Robert C. Rice
Hearing Site: Houston, TX
| | Expungement |
| 19-00592 | 01/14/2020 | Claimant(s): Bryan Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Lynne M. Gomez, Robert C. Rice, Stephen Andrew McCarthy
Hearing Site: Houston, TX
| | $0 |
| 15-02845 | 01/16/2019 | Claimant(s): Royce Felder
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Ahmad Wares, Anthony Caruso, Christopher Martin, Yvonne Owens, C.K. Cooper & Company.
Respondent Lawyers(s): Ahmad Wares, Alex Montano, Anthony Phillip Caruso, Christopher M. Martin, Yvonne R. Owens
Arbitrator(s): Susan Meek, Brian James Tagtmeier, Robert C. Rice
Hearing Site: Houston, TX
| | $0 |
