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FINRA Awards for Thomas Caiaffa

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0195007/23/2010Claimant(s): Michael Caradimitropoulo
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Anthony Tricarico, The Concord Equity Group
Respondent Lawyers(s): David E. Robbins, Robert I. Rabinowitz
Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Micalyn S. Harris
Hearing Site: New York, NY
Checkmark IconExpungement

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