FINRA Awards for Garrett R. Wynne

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Displaying 41-45 out of 45 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-04701	09/23/2009	Claimant(s): Paul Edwards Claimant Lawyers(s): Tanya Sacks Respondent(s): Charles Schwab & Co.., Randall Merk, Rupesh Shah Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Ralph A. Cotton, Terry M Lloyd, Bradley C. Mitchell Hearing Site: San Francisco, CA		$25,000
08-03017	08/18/2009	Claimant(s): Scott Doyle and Patricia Doyle Joint Claimant Lawyers(s): Scott W. and Patricia S. Doyle Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Vaughn Thomas Hale, June McLaughlin, Laurent C. Vonderweidt Hearing Site: Los Angeles, CA		$0
08-03213	06/05/2009	Claimant(s): Randal Brown, Randal B. Brown IRA Rollover, The Randal Brown Trust U/A DTD 01/25/199 Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA		$0
08-01888	05/08/2009	Claimant(s): Julio C. Postigo, Julio C. Postigo Revoc Liv Tr, Vivian Postigo Liv Tr U/A DTD 10/23/97 Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Lawrence M. Green Hearing Site: Boca Raton, FL		$4,296
03-04728	09/07/2007	Claimant(s): Amin Merchant, Apex Trading House Claimant Lawyers(s): Timothy A. Canning Respondent(s): Edward So, Charles Schwab & Co.., Prudential Equity Group Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jarrott T. Miller, Richard L. Rubin, Mario Henry Barsotti Hearing Site: San Francisco, CA		$0