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FINRA Awards for Larry D. Hayden

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0051207/24/2017Claimant(s): John Keck, Kathleen Keck
Claimant Lawyers(s): Patrick J. Crank
Respondent(s): Bryan Pedersen, Jacqueline Georgio Westover, Paul Howard, RBC Capital Markets LLC
Respondent Lawyers(s): Adrian P. Castro, John S. Lutz
Arbitrator(s): Larry D. Hayden, Richard Djokic, Thomas R. Bromberg
Hearing Site: Cheyenne, WY
Checkmark Icon$559,612
11-0449412/24/2013Claimant(s): Steven Kolow
Claimant Lawyers(s): David E. Robbins
Respondent(s): Anthony Ottimo, Shazash Hossain, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Shazash Hossain, Thomas Giugliano
Arbitrator(s): Larry D. Hayden, Ronald G. Guida, Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$932,500
08-0204807/21/2009Claimant(s): Carol Ruch
Claimant Lawyers(s): Thomas L. Krebs
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Larry D. Hayden, Thaddeus J. Tecza, John A. Criswell
Hearing Site: Denver, CO
Checkmark Icon$0

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