FINRA Awards for Philip W. Burge

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01641	07/20/2011	Claimant(s): Kurt Bochner, Bochner Oakwood Plaza LLC, Kurt Bochner K.B. Trust LLC Claimant Lawyers(s): David Liebrader Respondent(s): Kenneth Mcdonald, Crown Capital Securities L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Philip W. Burge, Elliott Zachary Seff, Donald A. Duncan Hearing Site: Los Angeles, CA		Expungement
09-07185	07/07/2011	Claimant(s): Paul Oshideri Claimant Lawyers(s): Paul Oshideri Respondent(s): Frank Sanchez, Lawrence Goodkind, Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Philip W. Burge, James H. Frank, Ralph B. Perry Hearing Site: Los Angeles, CA		$0
08-02552	09/30/2009	Claimant(s): Bruce M. Eliot and Denise O. Eliot Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Philip W. Burge, Richard J. Stall, Robert B. Hansohn Hearing Site: Los Angeles, CA		$96,300
05-02132	11/14/2007	Claimant(s): Harvey R. (Dick) & Kazuko Kagosoff, JT Claimant Lawyers(s): Patrick L. Lund Respondent(s): Wells Fargo Investments, Douglas Ivan, Wells Fargo Securities Respondent Lawyers(s): Andrea H. Henningsen Arbitrator(s): Philip W. Burge, Edward A. Trabin, Thomas A. Culbertson Hearing Site: Los Angeles, CA		$0