| 09-04491 | 10/27/2010 | Claimant(s): James Olinkiewicz
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): UBS Financial Services Inc., William Miller
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): David J. Pine, Jettie K. Thomas, Jerome M Shafer
Hearing Site: New York, NY
|  | $0 |
| 08-03702 | 05/12/2010 | Claimant(s): Garry Hodgin
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Michael Segal, Thomas Oneill, Yousuf Saljooki, Whitaker Securities LLC
Respondent Lawyers(s): Scott D. Stechman, Yousuf Saljooki
Arbitrator(s): Jeffrey M. Bain, Bruce C. Young, James A. Hayes
Hearing Site: Omaha, NE
| | Stipulated Award and Expungement |
| 08-04024 | 11/19/2009 | Claimant(s): R.A. Hamerly A.I.A Architect.
Claimant Lawyers(s): Randall A. Hamerly
Respondent(s): Sherman Niamehr, New Castle Financial Services LLC
Respondent Lawyers(s): Brett D. Zinner, Sherman Jason Niamehr
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 07-00470 | 02/27/2008 | Claimant(s): Oscar Munguia
Claimant Lawyers(s): Oscar R Munguia
Respondent(s): John Conroy, Kevin Brennan, Reza Abedi, Benson York Group., New Castle Financial Group Inc.
Respondent Lawyers(s): Brett D. Zinner, John J. Conroy, Reza Abedi
Arbitrator(s): Thomas E. Shuck, Tina L. Mitchell, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01413 | 11/09/2007 | Claimant(s): New Castle Financial Services LLC
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Joel Zubaid
Respondent Lawyers(s): Joel Zubaid
Arbitrator(s): Janice A. Salter
Hearing Site: Los Angeles, CA
| | $0 |
