| 21-02081 | 10/04/2022 | Claimant(s): Jill Jester
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Dinosaur Financial Group, L.L.C
Respondent Lawyers(s): Paul Koepp
Arbitrator(s): Peter Ordower, Gary P. Price, Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
|  | $429,143 |
| 12-01693 | 09/16/2013 | Claimant(s): Saddlebag
Claimant Lawyers(s): David M. Levy
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): John W. Guy, Gary P. Price, James A. Klimek
Hearing Site: Indianapolis, IN
| | $7,000,000 |
| 10-00853 | 02/23/2012 | Claimant(s): Robert Davis, Thresa Stroud, BROCO II, The Janene Davis Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Gary P. Price, Kathleen A. DeLaney, Jason Alexander Beer
Hearing Site: Indianapolis, IN
| | Expungement |
| 10-01198 | 05/03/2011 | Claimant(s): Steven Wdowka, Steven E. Wdowka, IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. DePrez
Arbitrator(s): George W. Harding, Gary P. Price, Raymond M. Kirtley
Hearing Site: Indianapolis, IN
| | $2,512,200 |
| 08-01414 | 11/26/2008 | Claimant(s): Clarence Rinderle
Claimant Lawyers(s): Clarence G. Rinderle
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Gary P. Price
Hearing Site: Indianapolis, IN
| | $325 |
