Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03116 | 01/13/2011 | Claimant(s): Barbara F Raitzky Claimant Lawyers(s): Barbara F. Raitzky Respondent(s): Securities America., Richard Hoffman Respondent Lawyers(s): Kelly R. Davis, Richard Horace Hoffman Arbitrator(s): Michael P. Marryshow Hearing Site: Philadelphia, PA |  | $163 |
| 10-01909 | 12/01/2010 | Claimant(s): James Harrington Claimant Lawyers(s): James E Harrington Respondent(s): Securities America. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena Hearing Site: New York, NY | | $0 |
| 08-00302 | 10/17/2008 | Claimant(s): Curtis Harold Traylor Claimant Lawyers(s): Curtis H Traylor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | | $603 |
| 07-02930 | 04/30/2008 | Claimant(s): William Kling Claimant Lawyers(s): William Kling Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): A. Keith Logue Hearing Site: Birmingham, AL | | $0 |
| 07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum Claimant Lawyers(s): Todd Meldrum Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | | $88 |
| 07-02260 | 01/18/2008 | Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants Claimant Lawyers(s): Benjamin B. Siegel Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $0 |
| 07-01827 | 12/07/2007 | Claimant(s): Betty Jean Davis IRA Claimant Lawyers(s): Betty Jean Davis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): F. Richard Middaugh Hearing Site: Helena, MT | | $0 |