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FINRA Awards for Steven Kolow

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0449412/24/2013Claimant(s): Steven Kolow
Claimant Lawyers(s): David E. Robbins
Respondent(s): Anthony Ottimo, Shazash Hossain, EKN Financial Services Inc.
Respondent Lawyers(s): Anthony Ottimo, Shazash Hossain, Thomas Giugliano
Arbitrator(s): Larry D. Hayden, Ronald G. Guida, Mary C. Davis
Hearing Site: Denver, CO
Checkmark Icon$932,500
10-0341008/26/2011Claimant(s): Steven Kolow
Claimant Lawyers(s): Kristen Hudson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Robert D. Greenlee, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
Checkmark Icon$1,112,500

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