Potomac Analytics' Logo

FINRA Awards for Kathy L. Eisenmenger

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0418912/22/2022Claimant(s): Tika Ventures LLC
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
16-0364303/06/2018Claimant(s): Mark Watson
Claimant Lawyers(s): Chad S. Pehrson
Respondent(s): Brandon Stimpson, Allegis Investment Advisors, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Jonathan H. Krotinger, Mary Margaret Bush, Kathy L. Eisenmenger
Hearing Site: Salt Lake City, UT
Checkmark Icon$404,480
15-0167705/04/2016Claimant(s): Jason Shook
Claimant Lawyers(s): Jason C. Shook
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Kathy L. Eisenmenger, Richard D. Fincher, Carla B. Minckley
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
12-0349103/20/2014Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
Checkmark Icon$0

4 Results

Display: