FINRA Awards for John E. Sutton

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02294	05/09/2023	Claimant(s): CPN Capital Enterprises Corporation Claimant Lawyers(s): Catalina Rey Respondent(s): Caio da Fonseca, Morgan Stanley Respondent Lawyers(s): Catalina Rey, Leonel Peraza Arbitrator(s): John E. Sutton, Myron E. Levenson, Peter Shapiro Hearing Site: Boca Raton, FL		$800,000
11-02536	11/20/2012	Claimant(s): Martha Rudnick Claimant Lawyers(s): Gary Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Saly Glassman Respondent Lawyers(s): Matthew E. Wolper Arbitrator(s): John E. Sutton, Harold S. Stern, Peter A. Portley Hearing Site: Boca Raton, FL		Expungement
10-00934	09/24/2012	Claimant(s): Letzgo Co. Claimant Lawyers(s): Scott Hirsch Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry Hearing Site: Boca Raton, FL		Stipulated Award and Expungement
10-05604	02/29/2012	Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Erin Linehan Reyes Respondent(s): Barbara Wortley Respondent Lawyers(s): Robert A. Sweetapple Arbitrator(s): John E. Sutton, Thomas C. Krumenacker, Marie G. Peterson Hearing Site: Boca Raton, FL		$0