Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01420 | 12/28/2023 | Claimant(s): Brian Wells Claimant Lawyers(s): Brian Wells Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing Corp, BOFA Securities. Respondent Lawyers(s): Ronald Smith Arbitrator(s): William A. Barrett, Linda J. Baer, Gregory Hunter Mathews Hearing Site: Manchester, NH |  | $0 |
| 13-00103 | 04/25/2014 | Claimant(s): Roslyn Grodzin Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Sagepoint Financial., Ronald Smith Respondent Lawyers(s): Courtney R. Reid, Ronald Smith Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | | $42,808 |
| 09-07236 | 07/20/2010 | Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation Claimant Lawyers(s): Ronald S. Smith Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher Respondent Lawyers(s): William S. Port Arbitrator(s): Mary L. Williams Hearing Site: Los Angeles, CA | | $38 |