16-02183 | 12/27/2017 | Claimant(s): Linda Trautman Claimant Lawyers(s): Kenneth R. Behrend Respondent(s): Richard Staszak, Cetera Advisor Networks LLC Respondent Lawyers(s): James W. Kraus Arbitrator(s): Carl Hohnbaum, Michael J. Meeusen, Stuart C. Gaul Hearing Site: Pittsburgh, PA
| | Expungement |
12-00127 | 11/25/2013 | Claimant(s): Jack Cherkin, Pamela Cherkin Claimant Lawyers(s): G. Clinton Kelley Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates. Respondent Lawyers(s): James W. Kraus Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson Hearing Site: Pittsburgh, PA
| | $35,000 |
10-03674 | 09/16/2011 | Claimant(s): Adolph Hozempa, Mary Hozempa Claimant Lawyers(s): Robert M. Kramer Respondent(s): Wachovia Securities, Kevin Coyne Respondent Lawyers(s): James W. Kraus Arbitrator(s): William R. Gruver, Gregory P. Szuter, James J. Puhala Hearing Site: Pittsburgh, PA
| | $0 |
09-05759 | 10/27/2010 | Claimant(s): Mary Johns Claimant Lawyers(s): Mary L. Johns Respondent(s): Brian McVay, J. McVay Respondent Lawyers(s): James W. Kraus Arbitrator(s): AnnDrea M. Benson, James A. Laurenson, Michael R. Stabile Hearing Site: Pittsburgh, PA
| | $0 |