| 08-03676 | 02/22/2010 | Claimant(s): Mei-Fang Chan
Claimant Lawyers(s): Mei-Fang Chan
Respondent(s): Hugh Parish, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Thomas A. Snyder, Steven P. Gregory, John G. Manley
Hearing Site: Birmingham, AL
|  | $8,475 |
| 08-04641 | 02/05/2010 | Claimant(s): Howard Schultz, Estate of Merle C. Schultz
Claimant Lawyers(s): Robert R. Riley
Respondent(s): Andrew Petrofsky, Norman Berk, Professional Asset Strategies
Respondent Lawyers(s): Lee R. Benton, Marion F. Walker
Arbitrator(s): John G. Manley, Charles M. Thompson, Lane A. Fentriss
Hearing Site: Birmingham, AL
| | $478,908 |
| 08-01677 | 09/16/2009 | Claimant(s): Janice Ware, Louis Kelley, Shirley Jones, Lorraine Higgins Estate, Marnita M. Crow and Jan C. Scruggs, Paul and Shirley Vanderburg, Ronald B. and Katharine H. Killary
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): David L. Walby, Ronald Griffith Wilkins, John G. Manley
Hearing Site: Birmingham, AL
| | $148,050 |
| 08-00658 | 07/30/2009 | Claimant(s): Jonathan Horne, Patricia Horne, JPH Enterprises, Vance B. Forsgren Family Trust
Claimant Lawyers(s): Jerome Romero
Respondent(s): Albert Alvey, Kevin Kunz, Investment Management Corporation
Respondent Lawyers(s): Kevin D. Kunz, William H. Christensen
Arbitrator(s): Richard J. Lawrence, John G. Manley, James D. Searles
Hearing Site: Salt Lake City, UT
| | $500,375 |
| 08-01095 | 05/27/2009 | Claimant(s): Larry Hough
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David King
Arbitrator(s): Brendan E. Finucane, John G. Manley, Kevin Clark
Hearing Site: Nashville, TN
| | $0 |
