Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
21-01879 | 02/16/2022 | Claimant(s): Bennett Weiss IRA, Bennett Weiss SEP IRA, Denise Weiss IRA, Denise Weiss SEP IRA Claimant Lawyers(s): Michael S. Hill Respondent(s): Pruco Securities. Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Julian F. Santos, Barry Steven Port, Brian John Gallagher Hearing Site: New York, NY | Dismissed by Rule 12206 | |
11-02405 | 08/23/2012 | Claimant(s): Arnold Schwedock Irrevocable Trust Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Thomas E. Duggan, Sanford S. Stevens, Barry Steven Port Hearing Site: New York, NY | $0 |