Potomac Analytics' Logo

FINRA Awards for Elizabeth K. Norsworthy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0264011/29/2010Claimant(s): Peter Stockmann
Claimant Lawyers(s): Peter H Stockmann
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Syracuse, NY
Checkmark Icon$25
09-0230910/22/2009Claimant(s): Anthony R. Bonello
Claimant Lawyers(s): Anthony R. Bonnello
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Montpelier, VT
Checkmark Icon$0
09-0044208/03/2009Claimant(s): Rohan Russell
Claimant Lawyers(s): Rohan Russell
Respondent(s): Northgate Securities Inc.
Respondent Lawyers(s): Robert Yrshus
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Buffalo, NY
Checkmark Icon$9,325
08-0099710/21/2008Claimant(s): Ursula Marquardt
Claimant Lawyers(s): Paul Marquardt
Respondent(s): Ameriprise Financial Services., Mark Massaro
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Buffalo, NY
Checkmark Icon$38

4 Results

Display: