| 14-00876 | 06/02/2015 | Claimant(s): Lydia Custer, Roger Custer
Claimant Lawyers(s): Clark L. Davidson, Martha Bonin
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Michael Jones
Arbitrator(s): Steven M. Feder
Hearing Site: Denver, CO
|  | Dismissed by Rule 12206 |
| 13-00639 | 07/09/2014 | Claimant(s): Paul Lemon
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Anthony Thompson, Dana Davis, Jeffrey Cannella, John Tyler, Michael Jones, Patrick Sutherland
Respondent Lawyers(s): Anthony W. Thompson, Carla B. Minckley, John L Tyler, Michael Washington Jones, Russell K. Bean
Arbitrator(s): Marilyn R. Lewis, Dominic Alecci, Samuel L. McClaren
Hearing Site: Denver, CO
| | $0 |
| 13-00532 | 04/16/2014 | Claimant(s): Lingo Family Trust
Claimant Lawyers(s): E. Anthony Reguero
Respondent(s): Jim Lund, Robert Tweed, Capwest Securities., United Securities Alliance.
Respondent Lawyers(s): Dale K. Hall, H Thomas Fehn, Michael Jones
Arbitrator(s): Herbert Leslie Greenberg, Joseph Winter, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 13-00536 | 09/23/2013 | Claimant(s): Nora Parker
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Joe Birkinbine, United Securities Alliance.
Respondent Lawyers(s): James J. Moylan, Michael Jones
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Denver, CO
| | $59,093 |
| 12-03217 | 03/28/2013 | Claimant(s): Harry Rubinoff, Judith Engelman
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Michael Jones
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
| | $94,947 |
