Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01858 | 01/16/2014 | Claimant(s): Mark Prindle Claimant Lawyers(s): Mark E. Prindle Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX |  | $0 |
| 13-01930 | 12/11/2013 | Claimant(s): Carl Cooper, Donna Cooper Claimant Lawyers(s): Donna M. Cooper Respondent(s): Monica Narvaez, Investors Capital Corp. Respondent Lawyers(s): Michael A. Nagy Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $15,437 |
| 13-00407 | 08/09/2013 | Claimant(s): Clarence T. Rohwer 1981 Rev. Trust Claimant Lawyers(s): Sabrina A. Brown Respondent(s): Arthur John Respondent Lawyers(s): Arthur Lancelot John Arbitrator(s): Charles A. Joplin Hearing Site: Oklahoma City, OK | | $0 |
| 12-02569 | 07/26/2013 | Claimant(s): William Wilson Claimant Lawyers(s): James Schull Respondent(s): Stifel, Nicolaus & Co.., Joy Wilson, Scott Wilson Respondent Lawyers(s): Gesina (Ena) M. Seiler, Jeffrey C. Primiano Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $0 |
| 11-03886 | 03/23/2012 | Claimant(s): Robert Courtney Claimant Lawyers(s): Robert Gary Courtney Respondent(s): WFG Investments. Respondent Lawyers(s): Dagny Young Arbitrator(s): Charles A. Joplin Hearing Site: Oklahoma City, OK | | $3,675 |
| 09-03230 | 12/09/2009 | Claimant(s): Craig Taylor Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn C. Best Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $0 |
| 07-01705 | 04/18/2008 | Claimant(s): Larry Scallons and Bess Scallons Claimant Lawyers(s): John M. Gillis Respondent(s): Stacie Clark, The GMS Group Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $0 |