FINRA Awards for Bruce K. Isenberg

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02198	11/27/2012	Claimant(s): Anita P. Hamburg, Anita P. Hamburg Revocable Living Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Bruce K. Isenberg, Ralph H. Emer, Howard Bernstein Hearing Site: Boca Raton, FL		Expungement
11-02603	10/19/2012	Claimant(s): Maria Collado Claimant Lawyers(s): Lars K. Soreide Respondent(s): Deutsche Bank Securities., Kevin Gai Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL		$0
10-03700	03/19/2012	Claimant(s): Mark Wilton Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Wachovia Securities Respondent Lawyers(s): Coren Stern Arbitrator(s): Earl S. Schwarz, Bruce K. Isenberg, Perry Earl Phillips Hearing Site: Boca Raton, FL		$0
08-00299	12/15/2008	Claimant(s): Sidney Chertock Claimant Lawyers(s): Gene Chertock Respondent(s): TD Ameritrade Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bruce K. Isenberg Hearing Site: New York, NY		$21,750
06-05246	10/17/2008	Claimant(s): Valentine Pitheckoff Claimant Lawyers(s): Valentine Pitheckoff Respondent(s): Louis Liberatore, Great Eastern Securities. Respondent Lawyers(s): Derick Johnson, Louis Liberatore Arbitrator(s): Bruce K. Isenberg, John B. Sprung Hearing Site: New York, NY		$90,000