| 08-02290 | 09/11/2012 | Claimant(s): Sophin Investments S.A.
Claimant Lawyers(s): Barry R. Fischer
Respondent(s): Ezequiel Nasser, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Capital Services.
Respondent Lawyers(s): Daniel Goldstein, Dominick F. Evangelista, Kenneth I. Schacter
Arbitrator(s): Kenneth L. Lampert, Brian J. Burstin, Myron Kove
Hearing Site: New York, NY
|  | $3,632,020 |
| 09-02178 | 07/14/2011 | Claimant(s): Patrick Zilkha
Claimant Lawyers(s): Paul A. Lanni
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Labanca, Ted Candella
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Richard S. Peskin, Raymond Nardo, George E. Berkeley
Hearing Site: New York, NY
| | Expungement |
| 09-07255 | 05/20/2011 | Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
| | $0 |
| 10-01112 | 05/10/2011 | Claimant(s): Brady Elias
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Harvey Barrison, Howard L. Haykin, Josian Antoine
Hearing Site: New York, NY
| | $0 |
| 09-07147 | 03/01/2011 | Claimant(s): Martin Hauptman
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Robert L. Salzberg, Robert M. Goldstein, Nicholas Brunero
Hearing Site: New York, NY
| | $0 |
