FINRA Awards for Thomas E. Mehrtens

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02686	04/13/2017	Claimant(s): Howard Shapiro, Iris Hahn, Marcia Shapiro Claimant Lawyers(s): David Edgar Bamberger Respondent(s): Ilan Preis Respondent Lawyers(s): Ilan Nathan Preis Arbitrator(s): David I. Goldblatt, Ellyn S. Roth, Thomas E. Mehrtens Hearing Site: New York, NY		$531,165
13-00484	11/22/2013	Claimant(s): Scherock Holding LLC, Leonard J. Scherock Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): Axiom Capital Management. Respondent Lawyers(s): Theodore A. Krebsbach Arbitrator(s): Matthew Loguercio, Stephen A. Weiner, Thomas E. Mehrtens Hearing Site: New York, NY		Expungement
11-04486	05/15/2013	Claimant(s): Marla Behrman Claimant Lawyers(s): Eric J. Brenner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter Hearing Site: New York, NY		Declaratory judgment about designated beneficiaries.
06-04633	11/26/2007	Claimant(s): Robert and Saundra Koenigsberg Claimant Lawyers(s): Robert and Saundra Koenigsberg Respondent(s): Debra Mamber, Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Thomas E. Mehrtens Hearing Site: New York, NY		$0