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FINRA Awards for Emily Diamond

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0097612/08/2023Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
20-0288506/12/2023Claimant(s): Keila Cengiz
Claimant Lawyers(s): Michael M. DiCicco
Respondent(s): Brian Manning, Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond
Hearing Site: Jersey City, NJ
Checkmark IconExpungement

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