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FINRA Awards for Beverly S. Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0039205/21/2012Claimant(s): Clarence Passehl, Marjorie Passehl, Passehl Family Trust, dtd 12/18/89
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon, Gregory D. Hoffmann, Thomas Jeffrey Stringfield
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0434407/20/2011Claimant(s): Legends Bank
Claimant Lawyers(s): John M Edgar
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas K. Potter, III
Arbitrator(s): Monica I. Salis, Beverly S. Gordon, Domitilia M. dos Santos
Hearing Site: Nashville, TN
Checkmark IconStipulated Award and Expungement
09-0027202/03/2010Claimant(s): Margery Binch
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Beverly S. Gordon, Cindy L. Anderson, Dennis R. Nolte
Hearing Site: Orlando, FL
Checkmark Icon$50,300
08-0106606/26/2009Claimant(s): Claude Jones
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier
Hearing Site: Tampa, FL
Checkmark Icon$0
06-0327003/10/2008Claimant(s): Russell Dewing
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): John P. Cullem, Beverly S. Gordon, Robert Stephen Burns
Hearing Site: Tampa, FL
Checkmark Icon$75,000

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