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FINRA Awards for Bruce J. Nerland

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0019506/05/2019Claimant(s): Tom Nomeland
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley
Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger
Hearing Site: Minneapolis, MN
Checkmark Icon$0
09-0448412/14/2010Claimant(s): ASA Tax Advantage Relative Value Fund
Claimant Lawyers(s): Geoffrey P. Jarpe
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Bruce J. Nerland, Douglas J. Nesbit, Peter N. Thompson
Hearing Site: Minneapolis, MN
Checkmark Icon$0
09-0242012/02/2010Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President
Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$2,839,290
07-0244102/06/2008Claimant(s): Sandra Ask, Theron Ask, Theron Ask and Sandra Ask
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Gerald Zyskowski, Gardner Financial Services.
Respondent Lawyers(s): Nicole M. Siemens, Richard A. Lind
Arbitrator(s): Bruce J. Nerland, Joan L. Volz, Janna Rae Severance
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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