FINRA Awards for Matt E. Wolper

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02499	11/30/2023	Claimant(s): Arnold Key, Stephanie Hicks, Susan Tilley, Michael Atkins, Frances Atkins' Estate, Stephanie Hicks IRA Claimant Lawyers(s): Matt E. Wolper Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William E. Mahoney Arbitrator(s): C Marcus Harris, Richard H. Potter, John Russell Barlow Hearing Site: Charlotte, NC		$0
20-03583	03/07/2022	Claimant(s): Kevin O'Sullivan Claimant Lawyers(s): Matt E. Wolper Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile Hearing Site: New York, NY		Expungement
20-03649	10/12/2021	Claimant(s): Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca IRA, Dennis Mosca & Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca TOD Claimant Lawyers(s): Matt E. Wolper Respondent(s): David Lerner Associates. Respondent Lawyers(s): Briana K. Huffer Arbitrator(s): Howard D. Jacob, Ann Judith Gellis, Kerry-Ann Austin Hearing Site: New York, NY		Expungement