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FINRA Awards for TIAA-CREF Individual & Institutional Ser

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Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0417205/13/2020Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
Checkmark IconSettlement
11-0298903/16/2012Claimant(s): Debra Silverman
Claimant Lawyers(s): Debra S. Silverman
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
Checkmark Icon$0
08-0113302/05/2009Claimant(s): Ruth Mulholland
Claimant Lawyers(s): Ruth Mulholland
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
Checkmark Icon$7,465

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